Stock exchange
Compliance for Stock Exchange Broker 1/2 Compliance for Stock Exchange Broker Continued Part of Regulatory Compliance applicable for Stock Exchange Broker as follows. Compliance on Leveraged Trading The Broker must ensure that no transaction is executed in the leveraged market unless an appropriate agreement has been executed and; The Broker has; Fully disclosed …
Rules 5.6.1 of Pakistan Stock Exchange (PSX) requires each listed company to give notice to SECP and PSX for all price sensitive information. Every Listed Company shall immediately inform to the Commission (SECP) and the Exchange (PSX) all price-sensitive information relating to the business and other affairs of the listed company that may …
Compliance for Stock Exchange Broker We have compiled Regulatory Compliance applicable for Stock Exchange Broker as follows. Compliance at client level Confirmations of the orders by the clients are required to be transmitted within 24 hours of the execution of the order. The Broker must not pledged any of the shares …
The objective of corporate briefing session is to provide suitable and equitable flow of information to shareholders, market analysts and investors. Mandatory requirement for all listed companies: As per PSX Notices and SECP directives, it is mandatory to hold one Corporate Briefing Session (CBS) during the whole financial year by all listed companies including Modarbas …
